Education & Events

Mortgage Lending Hot Spots Series: Surviving a TRID Compliance Exam

Jul 10, 2019
Program Overview: 

Examiners and auditors are requiring full compliance with the detailed and technical TILA/RESPA Integrated Disclosure (TRID) requirements, including the 2018 TRID amendments. Given the complexity of the requirements, mortgage lenders need to perform internal reviews and analysis of their mortgage practices in order to appropriately push-back on overstated or incorrect findings. This session will outline common issues and best practices for preparing and responding to exams or audits.

This webinar will provide answers to common questions and likely areas of examiner or auditor scrutiny.  Timing requirements, written lists of providers, and tolerance levels will be specifically analyzed.  Documentation and record retention requirements will also be addressed.   




  • Timing requirements for loan estimates, written list of providers, revised loan estimates, and closing disclosures
  • Tolerance levels and options for providing tolerance cures
  • Documentation requirements for intent to proceed, changed circumstances, and an applicant’s receipt of required disclosures
  • Common questions and resources to assist in documenting compliance
  • Tips for pinpointing regulatory sections for additional research and confirmation


    • Summary of the October 1, 2018, TRID amendments
    • Summary of the June 1, 2018, TRID amendment impacting tolerance levels
    • Resource with answers (and regulatory citations) to frequently asked questions
    • Employee training log
    • NEW – Interactive quiz


            ABOUT THE PRESENTER – Steven Van Beek, Esq., NCCO, Howard & Howard Attorneys PLLC

            Steve Van Beek is an attorney at Howard & Howard Attorneys PLLC where he concentrates his practice in the area of financial regulations.  He assists financial institutions throughout the country manage and reduce compliance, legal, and reputation risks.  Prior to joining Howard & Howard, he served as the Vice President of Regulatory Compliance at the National Association of Federal Credit Unions (NAFCU).  He received his Bachelor’s from Hope College and his J.D. from George Mason University School of Law and is a member of the American Bar Association.


            WHO SHOULD ATTEND 

            This informative session is designed for mortgage lenders, compliance staff, and audit teams.  Having representatives from each department will ensure everyone is on the same page when preparing for or responding to a TRID exam.



            Live Webinar
                $255.00 Single Location
                $155.00 Each Additional Location

            Recorded Webinar & Free Digital Download

            Premiere Package (Live & Recorded Webinar with Free Digital Download)

            Association Contact: 

            If you have any questions or need additional information, please contact Marcy Borden at 317-387-9380 or

            Cancellation Policy: 

            Within three or more business days prior to the day of an educational program, no cancellation charge will be assessed. If your bank is unable to participate after registering, you can select to purchase the on-demand presentation.

            Webinar Options: 

            1.  Live Webinar
            The LIVE WEBINAR option allows you to have one telephone connection for the audio portion and one Internet connection (from a single computer terminal) to view online visuals as the presentation is delivered.  You may have as many people as you like listen from your office speaker phone. Registrants receive a toll-free number & pass code that will allow entrance to the seminar. Seminar materials, including instructions, pin number, and handouts will be emailed to you prior to the broadcast.  You will need the most current version of Adobe Reader available free at

            2.  Recorded Webinar & Free Digital Download
            Can’t attend the live webinar?  The recorded webinar & Free Digital web link is a recording of the live event, including audio, visuals, & handouts. We even provide the presenter’s email address so you may ask follow-up questions.  Approximately one week prior to the webinar, you will receive an email with the web link.  This web link can be viewed anytime 24/7, beginning 6 business days after the webinar and will expire 6 months after the live program date.  

            LIMITED AVAILABILITY:  The Recorded Webinar & Free Digital Download web link may ONLY be ordered for 6 months following the webinar.

            3.  Both Live Webinar & Recorded Webinar & Free Digital Download
            Includes options 1 and 2 above

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