Mar 19, 2020 to Mar 20, 2020
The Compliance Management School is designed specifically for those who want to upgrade their skills in compliance management, as well as their ability to influence others to solve compliance problems facing their bank. This interactive course will generally not discuss individual regulations, but will focus on compliance management, compliance leadership, and the day-to-day issues that may arise.
This course is designed to be extremely interactive and the input of attendees is required. Each attendee will be challenged to share experiences, challenges, successes and failures so that the larger group may benefit from best practices and approaches that did and did not work. The course will include multiple case studies and a round table discussion of pre-planned compliance management topics.
Attendees are encouraged to bring questions and suggest topics they would like addressed by the group. Prior to the school, all attendees will be solicited for topics, and that topic list will be forwarded to all attendees for their contemplation” before the school. The input and comments of the attendees is a vital part of this school, as
much of the presentation is designed to be interactive rather than lecture.
The school will train attendees to recognize and assess regulatory problems facing their banks and discuss potential solutions to resolve these problems. Bankers will learn how to develop process models, assess compliance risk, determine weaknesses in controls, create controls to prevent and detect problems, manage a compliance monitoring
program, work through regulatory changes and influence others to implement solutions. Attendees will gain valuable hands-on experience through case studies that require them to make judgments and develop influence strategies in scenarios designed to depict real-world situations.
Agenda for Both Days of the Bootcamp
8:30 a.m. Registration & Continental Breakfast
9:00 a.m. Program Begins
12:00 Noon Lunch (included)
1:00 p.m. Program Resumes
4:00 p.m. Program Adjourns
Bill Elliott, CRCM, Sr. Consultant and Director of Compliance Education, Young & Associates, Inc.
With over 40 years of banking experience, Bill Elliott leads the compliance department at Young & Associates, Inc. where he conducts compliance reviews, leads compliance seminars, conducts in-house training, and writes compliance articles and training materials. During his career as a banker, Bill spent 15 years as a compliance officer in a large community bank. He has also been a lender for consumer, commercial, and mortgage loans, and has managed a variety of bank departments including loan review, consumer/commercial loan processing, mortgage loan processing, loan and credit administration, collections, and commercial loan workout.
Who Should Attend
While any level of compliance expertise will gain some knowledge, this course is directed toward compliance professionals with at least a few years of compliance experience.
Participation in IBA programs is limited to members, associate members, and nonmembers from an eligible membership category
at applicable member or non-member rates. Surcharge of 100% for Non-Members.
Image Use Policy: Registration in IBA events constitutes an agreement to the IBA’s use and distribution of the attendee’s image or voice. Details: indianabankers.org/policy
This seminar will be held at the IBA Center for Professional Development, 8425 Woodfield Crossing Blvd., Suite 155E, Indianapolis, IN 46240. Directions, map & a list of local hotels are available at www.indianabankers.org or by calling 317-387-9380.
If you have any questions please contact Elizabeth DeHaven at 317-387-9380 or via e-mail at email@example.com.
Within three or more business days prior to the day of an educational program, no cancellation charge will be assessed. Within two days prior, 50% of the fee is assessed. Refunds are not provided for cancellations one day prior or absences on the day of the program. Substitutions are welcome any time.