Education & Events

BSA Series: Job-Specific BSA Training for the Board

Date: 
Jun 26, 2019
Program Overview: 

June 26, 2019, 3:00 - 4:30 pm

The ultimate responsibility for BSA compliance lies with the board of directors.  They must understand the importance of BSA/AML regulatory requirements, ramifications of noncompliance, and the risks posed to your institution. Without a general understanding, the board cannot adequately provide BSA/AML oversight; approve related policies, procedures, and processes; or provide sufficient BSA/AML resources.  Regulators are sending a definite signal regarding the importance of BSA compliance via recent penalties and enforcement actions against financial institutions without strong BSA programs.  This is a must-attend session for your board and executive management team!


 

Topics: 
  • Overview of the five pillars of BSA
  • Director responsibilities for establishing and reviewing your BSA compliance program
  • Assessing and managing BSA/AML risks, including the impact of new products and services
  • Considerations for banking marijuana-related businesses
  • Consequences of noncompliance
  • 2019 BSA/AML hot topics

 

  • TAKE-AWAY TOOLKIT
    • Sample BSA/AML board report
    • Quick reference guide of key BSA/AML terms and requirements
    • Employee training log
    • NEW – Interactive quiz



      Speaker: 

      ABOUT THE PRESENTER – Dawn Kincaid, Brode Consulting Services, Inc.

      Dawn Kincaid began her banking career while attending The Ohio State University.  She has 17 years’ experience in client service, operations, information technology, administrative and board relations, marketing, and compliance.  Most recently Dawn served as the Senior Vice President of Operations for a central-Ohio-based community bank, where she created and refined policies and procedures, conducted self-audits and risk assessments, and organized implementation of new products and services.  Dawn has served in the roles of Compliance, BSA/AML, CRA, Privacy, and Security Officer.  She has led training initiatives, prepared due diligence information, completed a variety of regulatory applications, coordinated internal and external audits and exams, and presented for numerous state associations.

      Agenda: 

      WHO SHOULD ATTEND 

      This informative session is designed for all board members, senior management, BSA officers, compliance officers, and auditors.

      Fees: 

      MEMBER

      Live Webinar
          $255.00 Single Location
          $155.00 Each Additional Location

      Recorded Webinar & Free Digital Download
          $255.00

      Premiere Package (Live & Recorded Webinar with Free Digital Download)
          $375.00

      Association Contact: 

      If you have any questions or need additional information, please contact Marcy Borden at 317-387-9380 or mborden@indianabankers.org

      Cancellation Policy: 

      Within three or more business days prior to the day of an educational program, no cancellation charge will be assessed. If your bank is unable to participate after registering, you can select to purchase the on-demand presentation.

      Webinar Options: 

      1.  Live Webinar
      The LIVE WEBINAR option allows you to have one telephone connection for the audio portion and one Internet connection (from a single computer terminal) to view online visuals as the presentation is delivered.  You may have as many people as you like listen from your office speaker phone. Registrants receive a toll-free number & pass code that will allow entrance to the seminar. Seminar materials, including instructions, pin number, and handouts will be emailed to you prior to the broadcast.  You will need the most current version of Adobe Reader available free at www.adobe.com.

      2.  Recorded Webinar & Free Digital Download
      Can’t attend the live webinar?  The recorded webinar & Free Digital web link is a recording of the live event, including audio, visuals, & handouts. We even provide the presenter’s email address so you may ask follow-up questions.  Approximately one week prior to the webinar, you will receive an email with the web link.  This web link can be viewed anytime 24/7, beginning 6 business days after the webinar and will expire 6 months after the live program date.  

      LIMITED AVAILABILITY:  The Recorded Webinar & Free Digital Download web link may ONLY be ordered for 6 months following the webinar.

      3.  Both Live Webinar & Recorded Webinar & Free Digital Download
      Includes options 1 and 2 above

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