Education & Events

Board Reporting Series: Red Flags in Board Reports

Date: 
Mar 28, 2019
Program Overview: 

Wednesday, March 27, 2019, 3:00 - 4:30 pm

As a director, how do you review your board report packet and identify potential red flags in tandem with your fiduciary responsibility?  Recognizing red flags starts with examining the list of reports and their contents, then extends to management’s presentation and timeliness.  Although not all red flags have a negative consequence, their appearance should alert you to ask questions that either resolve the issue or mitigate the situation before it turns into an exception item on your next examination report.  Attend this webinar and enhance your ability to recognize potential red flags.

Topics: 
  • Types of reports commonly included in board packages
  • Potential red flags categorized by board report topic
  • Are complaints and other warning signs on the board’s radar?
  • Recognizing audit and exam exceptions as potential red flags
  • Importance of performing board evaluations to evaluate director interactions

 

  • TAKE-AWAY TOOLKIT
    • List of red flags by report area
    • Sample board agenda
    • Complaint log
    • Audit/exam exception tracking log
    • New product/service risk assessment
    • Sample BSA/AML officer report
    • Performance evaluation to use as a board self-assessment tool
    • Employee training log
    • Quiz to measure staff learning and a separate answer key



    Speaker: 

    ABOUT THE PRESENTER – Molly Stull, Brode Consulting Services, Inc.

    Molly Stull began her career as a teller while working on her undergraduate degree and has continued working in the financial industry ever since.  She has experienced the growth of a hometown bank, acquisitions of branches, mergers, charter changes, name changes, etc.  Molly has activated business resumption plans, performed secondary market quality control reviews, processed wires, filed SARs, and coordinated reviews with external auditors and examiners.  Her favorite role has always been educating staff and strongly believes that if staff understands the reason for a process they will be more compelled to follow the procedures.  Molly holds a Bachelor’s from the University of Akron and an MBA from Ashland University.

    Agenda: 

    WHO SHOULD ATTEND 

    This informative session is designed for board members, senior management, and board secretaries.

     

     

     

     

     

     

     

     

     

     

     

    Fees: 

    MEMBER

    Live Webinar
        $255.00 Single Location
        $150.00 Each Additional Location

    Recorded Webinar & Free Digital Download
        $255.00

    Premiere Package (Live & Recorded Webinar with Free Digital Download)
        $375.00

    Association Contact: 

    If you have any questions or need additional information, please contact Marcy Borden at 317-387-9380 or mborden@indianabankers.org

    Cancellation Policy: 

    Within three or more business days prior to the day of an educational program, no cancellation charge will be assessed. If your bank is unable to participate after registering, you can select to purchase the on-demand presentation.

    Webinar Options: 

    1.  Live Webinar
    The LIVE WEBINAR option allows you to have one telephone connection for the audio portion and one Internet connection (from a single computer terminal) to view online visuals as the presentation is delivered.  You may have as many people as you like listen from your office speaker phone. Registrants receive a toll-free number & pass code that will allow entrance to the seminar. Seminar materials, including instructions, pin number, and handouts will be emailed to you prior to the broadcast.  You will need the most current version of Adobe Reader available free at www.adobe.com.

    2.  Recorded Webinar & Free Digital Download
    Can’t attend the live webinar?  The recorded webinar & Free Digital web link is a recording of the live event, including audio, visuals, & handouts. We even provide the presenter’s email address so you may ask follow-up questions.  Approximately one week prior to the webinar, you will receive an email with the web link.  This web link can be viewed anytime 24/7, beginning 6 business days after the webinar and will expire 6 months after the live program date.  

    LIMITED AVAILABILITY:  The Recorded Webinar & Free Digital Download web link may ONLY be ordered for 6 months following the webinar.

    3.  Both Live Webinar & Recorded Webinar & Free Digital Download
    Includes options 1 and 2 above

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