Education & Events

Board Reporting Series: Essential Board Reporting: Requirements, Timing, Delivery Options, Risks & Concerns

Mar 05, 2019
Program Overview: 

Tuesday, March 5, 2019, 3:00 - 4:30 pm

Clear, concise, complete information is critical to a board’s decision making.  Examiners closely scrutinize board packages to confirm the board is receiving necessary information.  This session will cover the safety and soundness and compliance areas reviewed by examiners.  Learn which reports should be included in board packets, how they should be used, and how to recognize red flags.  Participants will receive a checklist to ensure board packets cover all policy, report, and risk assessment requirements throughout the year.

  • Compliance policies and risk assessment approvals, including fair lending, UDAAP, and others
  • BSA policy, risk assessment, annual training, audit findings, and exam results
  • Compliance exception reporting
  • Safety and soundness issues (ground rules for loan presentations, loan review items, lending concentrations, etc.)
  • Commercial real estate concentrations, stress testing, and more
  • Summary of loans exceeding regulatory guidelines for LTV
  • Red flags for ID theft, including seven annual reporting areas
  • Examiners’ rules for effective board meetings


    • Policy, report, and risk assessment schedule that includes everything that should be reported to the board
    • Sample risk assessments (risk categories, new products, fair lending)
    • Employee training log
    • Quiz to measure staff learning and a separate answer key

ABOUT THE PRESENTER – Ann Brode-Harner, Brode Consulting Services, Inc.

Ann Brode-Harner began her career in 1973 and has continued her service as a consultant to regional and community financial institutions through a wide range of areas including strategic planning, lending, deposits, marketing, training, compliance, and management.  Ann is a well-respected presenter and has spoken to audiences across the country for over 30 years.  She has presented sessions for numerous state associations and has taught at the School of Banking Administration at the University of Wisconsin as well as many other state banking schools.  Ann is the author of The Bank Deposit Documentation Manual for Front-Line Personnel published by Bankers Publishing Company, and is well represented in numerous industry publications.




This informative session is designed for directors, compliance officers, risk managers, senior management, board secretaries, and auditors.














Live Webinar
    $255.00 Single Location
    $150.00 Each Additional Location

Recorded Webinar & Free Digital Download

Premiere Package (Live & Recorded Webinar with Free Digital Download)

Association Contact: 

If you have any questions or need additional information, please contact Marcy Borden at 317-387-9380 or

Cancellation Policy: 

Within three or more business days prior to the day of an educational program, no cancellation charge will be assessed. If your bank is unable to participate after registering, you can select to purchase the on-demand presentation.

Webinar Options: 

1.  Live Webinar
The LIVE WEBINAR option allows you to have one telephone connection for the audio portion and one Internet connection (from a single computer terminal) to view online visuals as the presentation is delivered.  You may have as many people as you like listen from your office speaker phone. Registrants receive a toll-free number & pass code that will allow entrance to the seminar. Seminar materials, including instructions, pin number, and handouts will be emailed to you prior to the broadcast.  You will need the most current version of Adobe Reader available free at

2.  Recorded Webinar & Free Digital Download
Can’t attend the live webinar?  The recorded webinar & Free Digital web link is a recording of the live event, including audio, visuals, & handouts. We even provide the presenter’s email address so you may ask follow-up questions.  Approximately one week prior to the webinar, you will receive an email with the web link.  This web link can be viewed anytime 24/7, beginning 6 business days after the webinar and will expire 6 months after the live program date.  

LIMITED AVAILABILITY:  The Recorded Webinar & Free Digital Download web link may ONLY be ordered for 6 months following the webinar.

3.  Both Live Webinar & Recorded Webinar & Free Digital Download
Includes options 1 and 2 above

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